Sleep Breath 2001; 05(2): 079-092
DOI: 10.1055/s-2001-15800
ORIGINAL ARTICLES

Copyright © 2001 by Thieme Medical Publishers, Inc., 333 Seventh Avenue, New York, NY 10001, USA. Tel.: +1(212) 584-4662

Subgrouping Persons with Snoring and/or Apnea by Using Anthropometric and Cephalometric Measures

Mark G. Hans1 , Suchitra Nelson2 , Nonglak Pracharktam1 , Seung-Jin Baek1 , Kingman Strohl3 , Susan Redline4
  • 1Department of Orthodontics, Case Western Reserve University, Cleveland, Ohio
  • 2Department of Community Dentistry, School of Dentistry, Case Western Reserve University, Cleveland, Ohio
  • 3Veterans Administration Medical Center, Case Western Reserve University, Cleveland, Ohio
  • 4Epidemiology and Biostatistics, Rainbow Babies & Children's Hospital, Case Western Reserve University, Cleveland, Ohio
Further Information

Publication History

Publication Date:
31 December 2001 (online)

ABSTRACT

Craniofacial and anthropometric characteristics are identified risk factors for obstructive sleep apnea syndrome (OSAS). Phase 1 of this study used cephalometric radiographs to record craniofacial measurements from 60 OSAS subjects with a respiratory disturbances index (RDI) of 20 or greater (group A) and 60 subjects with a history of loud snoring and an RDI less than 20 (group B). From this data set, a craniofacial risk index (CRI) was constructed using age, body mass index (BMI), and 14 cephalometric measures previously reported to be associated with OSAS. A separating boundary (CRIS) was established by using discriminant analysis to differentiate between the two groups. All measurements were determined by an investigator who was blinded to the subjects' RDI score. Phase 2 used a second sample of 19 group A and 47 group B subjects to test the ability of the CRI derived from the first sample to classify subjects in this second sample into the correct age group. The CRI was able to classify correctly 72.3% (34 of 47) of the group A subjects when all variables were used in the discriminant model. Using only four variables (age, BMI, hyoid mandibular plane distance, and tongue length) selected by the stepwise method, 72.3% (34 of 47) of the group B subjects and 78.7% of group A subjects were classified correctly. These results suggest that a stepwise CRI could be used to classify heterogeneous groups of individuals with increased RDI into subgroups with varying degrees of anatomic risk for disease. Such subgrouping by anatomic risk could be important in determining the pathophysiology of OSAS because it is likely that differences in upper airway anatomy among individuals interacts with a variety of other factors to produce clinical illness.

REFERENCES

  • 1 Block A J, Boysen P G, Wynne. Sleep apnea, hypopnea, and oxygen desaturation in normal subjects.  N Engl J Med . 1979;  300 513-517
  • 2 Young T, Palta M, Dempsey J, Skatrud J, Weber S, Badr S. The occurrence of sleep-disordered breathing among middle aged adults.  N Engl J Med . 1993;  328 1230-1235
  • 3 Hudgel D. Sleep apnea. In: Mitchell RS, Petty TL, Petty TL, eds. Synopsis of Clinical Pulmonary Disease St. Louis: Mosby : 825-831
  • 4 Strohl K P, Cherniak N, Gothe B. Physiologic basis of therapy for sleep apnea.  Am Rev Respir Dis . 1986;  134 791-802
  • 5 Carskadon M A, Bearpart H M, Sharkey K M. Effects of menopause and nasal occlusion on breathing during sleep.  Am J Respir Crit Care Med . 1997;  155 205-210
  • 6 Millman R P, Fishman A P. Sleep apnea syndromes. In: Fishman AP, ed. Pulmonary Diseases and Disorders New York: McGraw Hill 1988: 1347-1362
  • 7 deBerry-Borowiecki B, Kukwa A, Blanks R H. Cephalometric analysis for diagnosis and treatment of obstructive sleep apnea.  Laryngoscope . 1988;  98 226-234
  • 8 Pracharktam N, Hans M G, Strohl K P, Redline S. Upright and supine cephalometric evaluation of obstructive sleep apnea syndrome and snoring subjects.  Angle Orthod . 1994;  64 1-10
  • 9 Pracharktam N, Nelson S, Hans M G. Cephalometric assessment in obstructive sleep apnea.  Am J Orthod Dentofacial Orthop . 1996;  109 410-419
  • 10 Pae E-K. A Comparative Study of the Relationship between Airway Size, Tongue Activity, and Body Position. Master's Thesis, 1989 University of British Columbia
  • 11 Bacon W H, Turlot J C, Krieger J, Stierle J L. Cephalometric evaluation of pharyngeal obstructive factors in patients with sleep apneas syndrome.  Angle Orthod . 1990;  60 115-121
  • 12 Strohl K P, Saunders N A, Fieldman N T, Hallett M. Obstructive sleep apnea in familial members.  N Engl J Med . 1978;  229 969-973
  • 13 Redline S, Tishler P V, Tosteson T. The familial aggregation of obstructive sleep apnea.  Am J Respir Crit Care Med . 1995;  151 682-687
  • 14 Strohl K P, Redline S. Recognition of obstructive sleep apnea.  Am J Respir Crit Care Med . 1996;  154 279-289
  • 15 Anonsen C. Laryngeal obstruction and obstructive sleep apnea syndrome.  Laryngoscope . 1990;  100 775-781
  • 16 Strelzow V V, Blanks R HI, Basie A, Strelzow A E. Cephalometric airway analysis in obstructive sleep apnea syndrome.  Laryngoscope . 1988;  98 1149-1158
  • 17 Wilms D, Popovich J, Conway W, Fujita S, Zorick F. Anatomic abnormalities in obstructive sleep apnea.  Ann Otol Rhinol Laryngol . 1982;  91 595-596
  • 18 Stauffer J, Clifford W Z, Zwillich W. Pharyngeal size and resistance in obstructive sleep apnea.  Am Rev Respir Dis . 1987;  136 623-627
  • 19 Hans M G, Pracharktam N, Nelson S. The Orthodontist's role in obstructive sleep apnea.  LaRevue d'Orthopédie Dento-faciale . 1995;  28 455-471
  • 20 Montagu M. Methods of measurement. In: A Handbook of Anthropometry Chicago: Charles C Thomas 1960: 15-19-49-53
  • 21 Redline S, Tosteson T, Boucher M A. Measurement of sleep related breathing disturbances in epidemiologic studies: assessment of the validity and reproducibility of a portable monitoring device.  Chest . 1991;  100 1281-1286
  • 22 Nelson S, Hans M G. Contribution of craniofacial risk factors in increasing apneic activity among obese and non-obese habitual snorers.  Chest . 1997;  111 154-162
  • 23 Solow B, Ovesen J, Wurtzen N P, Nielsen P, Wildschiodtz G. Cranio-cervical posture in obstructive sleep apnea.  J Dent Res . 1991;  70 607(Abs.)
  • 24 Solow B. Upper airway obstruction and facial development.  The Biological Mechanism of Tooth Movement and Craniofacial Adaptation. Columbus . 1992;  1 571-579
  • 25 Redline S, Tishler P, Tosteson T D. Racial differences in sleep disordered breathing in Caucasians and African-Americans.  Am J Respir Crit Care Med . 1997;  155 196-192
    >